A curated selection of our featured and latest articles
Model risk management has become a critical aspect of risk management frameworks within financial institutions due to the increasing reliance on models for decision-making. SR11-7 (USA), TRIM (EU) and more recently SS1/23 (UK) provide comprehensive guidelines to ensure that model risk is effectively identified, measured, monitored, and controlled.
Model risk management has become a critical aspect of risk management frameworks within financial institutions due to the increasing reliance on models for decision-making. SR11-7 (USA), TRIM (EU) and more recently SS1/23 (UK) provide comprehensive guidelines to ensure that model risk is effectively identified, measured, monitored, and controlled.
This blog will explore five ways that AI could improve ESG data aggregation to deliver valuable insights for all stakeholders.
This blog will explore five ways that AI could improve ESG data aggregation to deliver valuable insights for all stakeholders.
Delta Capita has been selected by Daiwa Capital Markets Europe to provide its fully managed Client Lifecycle Management (CLM) service.
Delta Capita has been selected by Daiwa Capital Markets Europe to provide its fully managed Client Lifecycle Management (CLM) service.
Delta Capita has successfully completed the SOC 2 Type II attestation for SRP, marking another significant milestone in our commitment to data security.
Delta Capita has successfully completed the SOC 2 Type II attestation for SRP, marking another significant milestone in our commitment to data security.
In a bold move to combat the rampant issue of money laundering with cutting-edge technology, Google Cloud has launched a new offering this year called ‘Anti Money Laundering AI’ (AML AI).
In a bold move to combat the rampant issue of money laundering with cutting-edge technology, Google Cloud has launched a new offering this year called ‘Anti Money Laundering AI’ (AML AI).
In November, Gary McClure, Head of Client Lifecycle Management Strategic Opportunities and George Collier, Head of CLM sales attended the 2023 Transform Finance event in London.
In November, Gary McClure, Head of Client Lifecycle Management Strategic Opportunities and George Collier, Head of CLM sales attended the 2023 Transform Finance event in London.
In this latest article, Michael Levens, Head of Payments, Niamh Kingsley, Head of Product Innovation & Artificial Intelligence, Lars Müller, DLT Project Lead and Marian McGuigan, Principal Consultant discuss the 5 Types of Digital Cash, and the Future of Stablecoin Regulation.
In this latest article, Michael Levens, Head of Payments, Niamh Kingsley, Head of Product Innovation & Artificial Intelligence, Lars Müller, DLT Project Lead and Marian McGuigan, Principal Consultant discuss the 5 Types of Digital Cash, and the Future of Stablecoin Regulation.
Delta Capita have extensive experience supporting clients with the creation, review, and implementation of best-in-class operating model visions (TOM’s) within the Client Lifecycle Management (CLM) domain.
Delta Capita have extensive experience supporting clients with the creation, review, and implementation of best-in-class operating model visions (TOM’s) within the Client Lifecycle Management (CLM) domain.
Outreach plays a pivotal role in KYC and AML processes. In instances where crucial information and documents are not accessible in the public domain, companies need to reach out to clients. This outreach is essential to fill in the gaps, allowing clients to fulfil their KYC and AML obligations seamlessly.
Outreach plays a pivotal role in KYC and AML processes. In instances where crucial information and documents are not accessible in the public domain, companies need to reach out to clients. This outreach is essential to fill in the gaps, allowing clients to fulfil their KYC and AML obligations seamlessly.
Michael Robertson, Head of Consulting, Karan Kapoor, Head of Regulatory and Risk Consulting and Niamh Kingsley, Head of Product Innovation & Artificial Intelligence attend A-Team Group’s TradingTech Summit London.
Michael Robertson, Head of Consulting, Karan Kapoor, Head of Regulatory and Risk Consulting and Niamh Kingsley, Head of Product Innovation & Artificial Intelligence attend A-Team Group’s TradingTech Summit London.
Following the 1LOD Financial Crime Summit in New York, Diane Eshleman, Head of Americas and Global Chief Sustainability Officer, along with Tracey Allen, Global Head of CLM Services, discuss key takeaways from the event.
Following the 1LOD Financial Crime Summit in New York, Diane Eshleman, Head of Americas and Global Chief Sustainability Officer, along with Tracey Allen, Global Head of CLM Services, discuss key takeaways from the event.
Artificial Intelligence (AI) and, more recently, generative AI (GenAI) has revolutionised the digital marketing landscape, redefining the way businesses connect with their audiences and achieve their marketing goals.
Artificial Intelligence (AI) and, more recently, generative AI (GenAI) has revolutionised the digital marketing landscape, redefining the way businesses connect with their audiences and achieve their marketing goals.
London, 30 April 2024 - Delta Capita, a leading global Capital Markets consulting, managed services and technology provider, today announces it has acquired Client On-Boarding technology from LSEG (London Stock Exchange Group).
London, 30 April 2024 - Delta Capita, a leading global Capital Markets consulting, managed services and technology provider, today announces it has acquired Client On-Boarding technology from LSEG (London Stock Exchange Group).
Delta Capita welcomes Liliana Girao-Tavares as its new US Head of Client Lifecycle Management.
Delta Capita welcomes Liliana Girao-Tavares as its new US Head of Client Lifecycle Management.
Delta Capita announces the relocation of its Wrexham office to a larger facility in the area to support its strategic expansion plans.
Delta Capita announces the relocation of its Wrexham office to a larger facility in the area to support its strategic expansion plans.
Delta Capita announces the appointment of Nick Frost as Global Chief Financial Officer (CFO).
Delta Capita announces the appointment of Nick Frost as Global Chief Financial Officer (CFO).
Last week on July 12th, the EU Artificial Intelligence (AI) Act was published in the Official Journal as Regulation (EU) 2024/1689. This means the countdown has officially started for institutions to become compliant, and by mid-2026, the provisions of the regulation will generally be fully applicable.
Last week on July 12th, the EU Artificial Intelligence (AI) Act was published in the Official Journal as Regulation (EU) 2024/1689. This means the countdown has officially started for institutions to become compliant, and by mid-2026, the provisions of the regulation will generally be fully applicable.
Based in Dublin, Caroline will be responsible for developing and executing Delta Capita’s regional business strategy with a focus on driving sustainable growth across all core service lines in addition to managing client relationships and overseeing business operations.
Based in Dublin, Caroline will be responsible for developing and executing Delta Capita’s regional business strategy with a focus on driving sustainable growth across all core service lines in addition to managing client relationships and overseeing business operations.
Roksolana Tsymbaliy, Financial Services Consultant at Delta Capita discusses the LLC Transparency Act looking and what’s behind NYC’s push for a public ownership database.
Roksolana Tsymbaliy, Financial Services Consultant at Delta Capita discusses the LLC Transparency Act looking and what’s behind NYC’s push for a public ownership database.
Technology has acted as the catalyst for many modern-day advances in our quality of life. However, there are two sides to every coin and technology also brings with it new threats to our cybersecurity, as seen in multiple real-world examples, likely taking place as you continue to read this article.
Technology has acted as the catalyst for many modern-day advances in our quality of life. However, there are two sides to every coin and technology also brings with it new threats to our cybersecurity, as seen in multiple real-world examples, likely taking place as you continue to read this article.
The banking & financial services industry stands at the beginning of a very busy regulatory agenda for 2024 and beyond, as a complex cross-border regulatory landscape emerges, promising both challenges and opportunities.
The banking & financial services industry stands at the beginning of a very busy regulatory agenda for 2024 and beyond, as a complex cross-border regulatory landscape emerges, promising both challenges and opportunities.
In our last Consumer Duty article, we explored the need for an effective six step approach to Governance, Risk and Compliance (GRC) around the production of Management Information (MI). Appropriate MI in turn supports effective, timely, mitigating activity and is used to properly evidence good outcomes for Consumer Duty (CD).
In our last Consumer Duty article, we explored the need for an effective six step approach to Governance, Risk and Compliance (GRC) around the production of Management Information (MI). Appropriate MI in turn supports effective, timely, mitigating activity and is used to properly evidence good outcomes for Consumer Duty (CD).
On 22nd February Michael Levens, head of Delta Capita's Data, Technology, Automation, and Testing (DTAT) solutions practice attended teissLondon2024, The European Information Security Summit.
On 22nd February Michael Levens, head of Delta Capita's Data, Technology, Automation, and Testing (DTAT) solutions practice attended teissLondon2024, The European Information Security Summit.
While technology can be an important enabler for environmental stewardship, major hurdles still exist in the global battle to address the climate crisis.
While technology can be an important enabler for environmental stewardship, major hurdles still exist in the global battle to address the climate crisis.
Last week the Delta Capita team were delighted to attend the 2023 AFME Operations, Post Trade, Technology and Innovation (“OPTIC”) forum in Brussels. Industry practitioners, technologists and policymakers converged to provide insights into the European Capital Markets ecosystem and its regulatory framework.
Last week the Delta Capita team were delighted to attend the 2023 AFME Operations, Post Trade, Technology and Innovation (“OPTIC”) forum in Brussels. Industry practitioners, technologists and policymakers converged to provide insights into the European Capital Markets ecosystem and its regulatory framework.
The introduction of Consumer Duty marks a shift in the responsibilities of financial services firms. Moving forward, firms must now evidence that they deliver ‘good’ outcomes to their customers and have them at the forefront of future decision making. However, decisions are driven by data and for firms to evidence – and more crucially - deliver these high-quality outcomes, they require high quality data.
The introduction of Consumer Duty marks a shift in the responsibilities of financial services firms. Moving forward, firms must now evidence that they deliver ‘good’ outcomes to their customers and have them at the forefront of future decision making. However, decisions are driven by data and for firms to evidence – and more crucially - deliver these high-quality outcomes, they require high quality data.
Imagine this, you are a COO of a major bank managing hundreds, sometimes thousands of people globally on Know Your Customer (KYC) and Anti-Money laundering (AML) tasks. Time that could otherwise be s
Imagine this, you are a COO of a major bank managing hundreds, sometimes thousands of people globally on Know Your Customer (KYC) and Anti-Money laundering (AML) tasks. Time that could otherwise be s
ISO 20022 is an open global standard for financial information. It provides a more consistent, significantly richer, and highly structured data set that can be used for most financial business transactions.
ISO 20022 is an open global standard for financial information. It provides a more consistent, significantly richer, and highly structured data set that can be used for most financial business transactions.
We are delighted to announce that Delta Capita has an agreement with Montis Group to become the anchor client for its new Distributed Ledger Services venture. In parallel, Delta Capita has acquired distributed ledger technology from SETL, part of the Colendi Group and will dedicate this technology to building the next generation capital markets ecosystem.
We are delighted to announce that Delta Capita has an agreement with Montis Group to become the anchor client for its new Distributed Ledger Services venture. In parallel, Delta Capita has acquired distributed ledger technology from SETL, part of the Colendi Group and will dedicate this technology to building the next generation capital markets ecosystem.
At Delta Capita, we view the future “post-digital” technology landscape as being critically defined by key innovative technologies and concepts that are summarised by the acronym DREAM-C. These are: Distributed Ledger Technology (DLT), Robotics (incl. RPA), Extended Reality (incl. AR &VR), Artificial Intelligence (AI), Mutualisation and Computing (cloud & quantum). In this series, we focus on DLT – specifically on the difference and convergence of Traditional Finance and Decentralised Finance— in this post-digital landscape.
At Delta Capita, we view the future “post-digital” technology landscape as being critically defined by key innovative technologies and concepts that are summarised by the acronym DREAM-C. These are: Distributed Ledger Technology (DLT), Robotics (incl. RPA), Extended Reality (incl. AR &VR), Artificial Intelligence (AI), Mutualisation and Computing (cloud & quantum). In this series, we focus on DLT – specifically on the difference and convergence of Traditional Finance and Decentralised Finance— in this post-digital landscape.
Delta Capita Discussion Forum – October 2024 The ESG Forum at Delta Capita spearheaded by Jonathan Gilmour of Travers Smith LLP, Mandy Chung of FactSet and Niamh Kingsley of Delta Capita, delved into the complex and evolving world of sustainability data – reporting requirements, appropriate ESG metrics and related technology tooling.
Delta Capita Discussion Forum – October 2024 The ESG Forum at Delta Capita spearheaded by Jonathan Gilmour of Travers Smith LLP, Mandy Chung of FactSet and Niamh Kingsley of Delta Capita, delved into the complex and evolving world of sustainability data – reporting requirements, appropriate ESG metrics and related technology tooling.
We are pleased to publish Delta Capita's Conduct Risk Survey 2024. Please find full report via the link below.
We are pleased to publish Delta Capita's Conduct Risk Survey 2024. Please find full report via the link below.
Following on from the FCA’s recent updates, there is a proposed extension of the standing pause that firms have been given, to respond to consumers on their Motor Finance complaints. This deadline would be pushed back until the end of 2025.
Following on from the FCA’s recent updates, there is a proposed extension of the standing pause that firms have been given, to respond to consumers on their Motor Finance complaints. This deadline would be pushed back until the end of 2025.
As global financial markets continue to evolve, Central Securities Depositories (CSDs) face increasing pressure to adapt to the growing demands of digital and tokenised assets. Traditional systems, while robust for conventional assets, often struggle with scalability, transparency, and the complexities associated with integrating digital technologies.
As global financial markets continue to evolve, Central Securities Depositories (CSDs) face increasing pressure to adapt to the growing demands of digital and tokenised assets. Traditional systems, while robust for conventional assets, often struggle with scalability, transparency, and the complexities associated with integrating digital technologies.
QMA will offer the financial services industry significant operational and client experience benefits using advanced digital communication workflow management.
QMA will offer the financial services industry significant operational and client experience benefits using advanced digital communication workflow management.
The growing burden of business communications has intensified as the lines between work and home have blurred in today’s flexible work environments. Constant communication can become overwhelming to manage, not only in financial services but in any operationally heavy industry.
The growing burden of business communications has intensified as the lines between work and home have blurred in today’s flexible work environments. Constant communication can become overwhelming to manage, not only in financial services but in any operationally heavy industry.
In the ever-evolving landscape of investment banking and continued regulatory and cost pressure, Chief Information Officers (CIOs) play a pivotal role.
In the ever-evolving landscape of investment banking and continued regulatory and cost pressure, Chief Information Officers (CIOs) play a pivotal role.
Everyone seems to be talking about T+1, but what is the true impact on your organisation? One thing we do know is that soon it will be necessary to automate aspects of the settlement workflow to reduce the impact and risk of the settlement cycle reduction in North American markets.
Everyone seems to be talking about T+1, but what is the true impact on your organisation? One thing we do know is that soon it will be necessary to automate aspects of the settlement workflow to reduce the impact and risk of the settlement cycle reduction in North American markets.
The banking industry operating model is broken and needs dramatic reinvention for banks to survive in the longer term. The clear parallels As we look at the banking industry operating model tod
The banking industry operating model is broken and needs dramatic reinvention for banks to survive in the longer term. The clear parallels As we look at the banking industry operating model tod
Machine Learning (ML) and more broadly Artificial Intelligence (AI) have quickly become everyday vocabulary for those of us that work in finance. AI and its subsets have the power to revolutionise ho
Machine Learning (ML) and more broadly Artificial Intelligence (AI) have quickly become everyday vocabulary for those of us that work in finance. AI and its subsets have the power to revolutionise ho
90% of the worlds data has been created in the last ten years, with that number increasing exponentially with Raconteur suggesting that by 2025, 463 exabytes of data will be created every single day.
90% of the worlds data has been created in the last ten years, with that number increasing exponentially with Raconteur suggesting that by 2025, 463 exabytes of data will be created every single day.
UK cryptocurrency providers face a host of compliance challenges as the regulator builds a structure of rules around the market for the first time.The cryptocurrency market has boomed in the last few
UK cryptocurrency providers face a host of compliance challenges as the regulator builds a structure of rules around the market for the first time.The cryptocurrency market has boomed in the last few
The spotlight is shining on operational resilience In 2020 global regulators ‘encouraged’ financial institutions to revisit and enhance their operational resilience strategies; the 2021 stance is
The spotlight is shining on operational resilience In 2020 global regulators ‘encouraged’ financial institutions to revisit and enhance their operational resilience strategies; the 2021 stance is
The world was brought to a stand-still in March by the ongoing global pandemic. The subsequent accelerated transition to digital channels and the shift in customer behaviour in 2020 presents both an
The world was brought to a stand-still in March by the ongoing global pandemic. The subsequent accelerated transition to digital channels and the shift in customer behaviour in 2020 presents both an
It’s easy to see that the pandemic has had a significant impact on consumer behaviour regarding retail banking and how they value both products and services. Individual organisations have felt some p
It’s easy to see that the pandemic has had a significant impact on consumer behaviour regarding retail banking and how they value both products and services. Individual organisations have felt some p
We take a look at recent market developments relating to IBOR transition and anticipate an urgent scramble in the coming months. With a fast decreasing time window and potentially lengthy
We take a look at recent market developments relating to IBOR transition and anticipate an urgent scramble in the coming months. With a fast decreasing time window and potentially lengthy
If the pandemic stressed the need for streamlined remote client-firm communication and interaction, then the post-pandemic workplace is likely to require a new, comprehensive form of digital servicin
If the pandemic stressed the need for streamlined remote client-firm communication and interaction, then the post-pandemic workplace is likely to require a new, comprehensive form of digital servicin
Customer experience is everything - but to stay ahead of the curve, financial organisations may need to reinvent their digital experience flow. Customer experience is increasingly becoming the sol
Customer experience is everything - but to stay ahead of the curve, financial organisations may need to reinvent their digital experience flow. Customer experience is increasingly becoming the sol
In recent months we've seen the publication of key findings from both the FCA and ESMA about the ongoing oversight, monitoring, and exchange of information in relation to MiFID products. Based on the
In recent months we've seen the publication of key findings from both the FCA and ESMA about the ongoing oversight, monitoring, and exchange of information in relation to MiFID products. Based on the
Since the last financial crisis, banks have been struggling in reaching their return on capital targets. Continuous change in the business landscape, new regulations and external shocks such as the C
Since the last financial crisis, banks have been struggling in reaching their return on capital targets. Continuous change in the business landscape, new regulations and external shocks such as the C
Through the years, Agile developed from a workflow method for development teams to a broader, front-end process for companies working on the predominant customer journeys for apps, client interfacing
Through the years, Agile developed from a workflow method for development teams to a broader, front-end process for companies working on the predominant customer journeys for apps, client interfacing
I joined Delta Capita in February 2021 to help build out the consulting side of the business. I previously worked in a larger company that did purely consulting, so joining DC was an exciting new cha
I joined Delta Capita in February 2021 to help build out the consulting side of the business. I previously worked in a larger company that did purely consulting, so joining DC was an exciting new cha
The clock is ticking. Market participants have 18 months to implement the European Market Infrastructure Regulation (EMIR) Refit standards before they come into force on 29 April 2024.This is the fir
The clock is ticking. Market participants have 18 months to implement the European Market Infrastructure Regulation (EMIR) Refit standards before they come into force on 29 April 2024.This is the fir
Closed book portfolios of life insurance can be found across the globe. From the Netherlands to the rest of Europe, Africa, Asia, and the Americas, industry trends have emerged related to the creasin
Closed book portfolios of life insurance can be found across the globe. From the Netherlands to the rest of Europe, Africa, Asia, and the Americas, industry trends have emerged related to the creasin
Delta Capita is a trusted partner for Client Lifecycle Management (CLM), providing managed and remediation services supported by its proprietary technology, Karbon. After already establishing vital s
Delta Capita is a trusted partner for Client Lifecycle Management (CLM), providing managed and remediation services supported by its proprietary technology, Karbon. After already establishing vital s
Adoption of innovative solutions in a financial services organisation can be challenging, given the stringent requirements associated with the needs of regulation,
Adoption of innovative solutions in a financial services organisation can be challenging, given the stringent requirements associated with the needs of regulation,
Veterans add huge value in the commercial world, bringing highly developed and transferrable skills. A by no means exhaustive list of these qualities include: Leadership – Someone who has le
Veterans add huge value in the commercial world, bringing highly developed and transferrable skills. A by no means exhaustive list of these qualities include: Leadership – Someone who has le
Digital transformation has for years been the overarching term to describe a plethora of different activities. Ranging from overhauling legacy tech, reimagining front end customer experiences and aut
Digital transformation has for years been the overarching term to describe a plethora of different activities. Ranging from overhauling legacy tech, reimagining front end customer experiences and aut
Traditional customer segmentation no longer works in banks and other financial firms. The industry must adapt to provide clients more personalised services, rather than the broad client classificatio
Traditional customer segmentation no longer works in banks and other financial firms. The industry must adapt to provide clients more personalised services, rather than the broad client classificatio
A key requirement for firms who are on their Consumer Duty implementation journey is being able to effectively identify consumers who are or could be vulnerable and understanding how the firm can tak
A key requirement for firms who are on their Consumer Duty implementation journey is being able to effectively identify consumers who are or could be vulnerable and understanding how the firm can tak
Blueprint Two is a ground-breaking Lloyd’s programme aiming to digitise the London insurance market. It will require insurance companies to make significant changes that they cannot afford to get wrong.
Blueprint Two is a ground-breaking Lloyd’s programme aiming to digitise the London insurance market. It will require insurance companies to make significant changes that they cannot afford to get wrong.
Overhead reduction projects can be sensitive and challenging. This article in the ‘performance improvement’ series focuses on our vision and ways to ensure they succeed on all levels. By senior manag
Overhead reduction projects can be sensitive and challenging. This article in the ‘performance improvement’ series focuses on our vision and ways to ensure they succeed on all levels. By senior manag
As the UK and EU versions of MiFID diverge, regulated firms must monitor changes carefully to understand the impact and ensure sustainable compliance.The UK Markets in Financial Instruments Amendment
As the UK and EU versions of MiFID diverge, regulated firms must monitor changes carefully to understand the impact and ensure sustainable compliance.The UK Markets in Financial Instruments Amendment
On 29 June, I joined peers from Mastercard and Standard Chartered at London’s Banking Transformation Summit to discuss how financial firms can plan the next steps in their digital transformation. Thi
On 29 June, I joined peers from Mastercard and Standard Chartered at London’s Banking Transformation Summit to discuss how financial firms can plan the next steps in their digital transformation. Thi
Kick-Start your remediation and refresh projects as momentum may have slowed due to the impact of COVID-19 to ensure annual targets and compliance with regulatory requirements are met. KYC remedia
Kick-Start your remediation and refresh projects as momentum may have slowed due to the impact of COVID-19 to ensure annual targets and compliance with regulatory requirements are met. KYC remedia
As the working world continues to pivot toward the new normal, there is a healthy debate about the future of remote working. In April 2022, Newsweek reported that roughly 44% of companies surveyed ar
As the working world continues to pivot toward the new normal, there is a healthy debate about the future of remote working. In April 2022, Newsweek reported that roughly 44% of companies surveyed ar
As we inch closer to the end of 2022, although global activity levels have resumed significantly, there remains a high level of regional variation in post pandemic recovery and a lagging sense of
As we inch closer to the end of 2022, although global activity levels have resumed significantly, there remains a high level of regional variation in post pandemic recovery and a lagging sense of
We often use benchmarking when assessing options and making decisions in everyday life. For example, the popularity of electric cars has spawned its own new benchmarks for consumers to consider when
We often use benchmarking when assessing options and making decisions in everyday life. For example, the popularity of electric cars has spawned its own new benchmarks for consumers to consider when
As we pass the one-year anniversary of our Bangalore office opening, I look back at this exciting journey full of challenges and successes and reflect on how far we have come.Delta Capita India launc
As we pass the one-year anniversary of our Bangalore office opening, I look back at this exciting journey full of challenges and successes and reflect on how far we have come.Delta Capita India launc
After a slew of new rules put pressure on the UK insurance sector, the regulator is increasing its focus on supervising provider conduct. This scrutiny challenges insurance providers to put product o
After a slew of new rules put pressure on the UK insurance sector, the regulator is increasing its focus on supervising provider conduct. This scrutiny challenges insurance providers to put product o
The global approach towards Operational Resilience has gathered momentum in recent years. The FCA’s policy statement release in March 2021 was the first of its kind to enter into force. However, Euro
The global approach towards Operational Resilience has gathered momentum in recent years. The FCA’s policy statement release in March 2021 was the first of its kind to enter into force. However, Euro
The latest instalment of Delta Capita’s FinTech Series saw Chris Cowan Managing Consultant, host a panel of industry experts to discuss the impact, use and benefits of perpetual KYC. The panel consis
The latest instalment of Delta Capita’s FinTech Series saw Chris Cowan Managing Consultant, host a panel of industry experts to discuss the impact, use and benefits of perpetual KYC. The panel consis
As debates on key CSDR Settlement Discipline issues remain unresolved and the expectations of the delay come closer to realisation, the industry understandably remains in a state of flux. However, re
As debates on key CSDR Settlement Discipline issues remain unresolved and the expectations of the delay come closer to realisation, the industry understandably remains in a state of flux. However, re
The key to successfully harnessing growth in the digital asset industry is through adopting regulation early on. It should not be breaking news to anyone that the digital asset market is devel
The key to successfully harnessing growth in the digital asset industry is through adopting regulation early on. It should not be breaking news to anyone that the digital asset market is devel
As the Financial Services industry starts looking beyond the pandemic, we notice that firms are turning back their attention towards key regulatory topics. Brexit readiness, IBOR transition, SFTR, an
As the Financial Services industry starts looking beyond the pandemic, we notice that firms are turning back their attention towards key regulatory topics. Brexit readiness, IBOR transition, SFTR, an
Blockchain technologies and smart contracts will be critical to the way we work and trade in the future, including in financial services. Most people who have heard of blockchain know it as the techn
Blockchain technologies and smart contracts will be critical to the way we work and trade in the future, including in financial services. Most people who have heard of blockchain know it as the techn
As the UK regulators impose deadlines around the Operational Resilience legislation, firms must act quickly to establish a compliance strategy. Our first article discussed the anticipated changes
As the UK regulators impose deadlines around the Operational Resilience legislation, firms must act quickly to establish a compliance strategy. Our first article discussed the anticipated changes
A roundtable has helped define a roadmap to futures standardisation, which will help solve painful inefficiencies in the industry.This innovative roundtable, which I had the privilege of chairing, to
A roundtable has helped define a roadmap to futures standardisation, which will help solve painful inefficiencies in the industry.This innovative roundtable, which I had the privilege of chairing, to
The 31st October deadline for financial firms to finalise their Consumer Duty implementation plans is fast approaching. The Financial Conduct Authority (FCA) will look for evidence in your plans that
The 31st October deadline for financial firms to finalise their Consumer Duty implementation plans is fast approaching. The Financial Conduct Authority (FCA) will look for evidence in your plans that
The Consumer Duty is the latest step taken by the FCA in placing the customer, rather than the firm, as the focal point for regulatory consideration, following on from Operational Resilience, which e
The Consumer Duty is the latest step taken by the FCA in placing the customer, rather than the firm, as the focal point for regulatory consideration, following on from Operational Resilience, which e
As 2023 approaches, Asia-Pacific financial services firms are trying to set their strategy amid highly uncertain conditions.After a strong economic rebound in 2021, growth has moderated in a volatile
As 2023 approaches, Asia-Pacific financial services firms are trying to set their strategy amid highly uncertain conditions.After a strong economic rebound in 2021, growth has moderated in a volatile
The Financial Conduct Authority (FCA) has reviewed a selection of companies’ Consumer Duty implementation plans and highlighted several areas for improvement.The review involved larger retail financi
The Financial Conduct Authority (FCA) has reviewed a selection of companies’ Consumer Duty implementation plans and highlighted several areas for improvement.The review involved larger retail financi
In Diversity Awareness month, I have paid attention to the momentum building around “Diverse Thinking.” In particular, I’ve focused on how it gets conflated with the topic of Diversity, Equity, and I
In Diversity Awareness month, I have paid attention to the momentum building around “Diverse Thinking.” In particular, I’ve focused on how it gets conflated with the topic of Diversity, Equity, and I
As implementation approaches for the EU’s latest directive on integrating sustainability factors into governance, we analyse the implications for financial institutions.EU regulators are continuing t
As implementation approaches for the EU’s latest directive on integrating sustainability factors into governance, we analyse the implications for financial institutions.EU regulators are continuing t
Delta Capita is delighted to announce our partnership with Planetly, a technology company that is helping us measure, analyse and reduce our carbon footprint.We commit to responsible business practic
Delta Capita is delighted to announce our partnership with Planetly, a technology company that is helping us measure, analyse and reduce our carbon footprint.We commit to responsible business practic
Change-related incidents are one of the top causes of failure and operational disruption in financial services. Recently published analysis by UK regulator the Financial Conduct Authority (FCA) shows
Change-related incidents are one of the top causes of failure and operational disruption in financial services. Recently published analysis by UK regulator the Financial Conduct Authority (FCA) shows
It is understandable that much of the dialogue regarding Sustainability is focused on the Environmental element of ESG. Evidence about the effects of climate change are in the news each and every day
It is understandable that much of the dialogue regarding Sustainability is focused on the Environmental element of ESG. Evidence about the effects of climate change are in the news each and every day
Financial services firms are looking to move away from generic environmental, social and governance (ESG) goals and mission statements toward clear strategic plans that embed into their governance an
Financial services firms are looking to move away from generic environmental, social and governance (ESG) goals and mission statements toward clear strategic plans that embed into their governance an
As mental health awareness week has just passed, it is a great time to reflect on how to tackle the increasing psychological effects of climate change.As the impacts of global warming become more fre
As mental health awareness week has just passed, it is a great time to reflect on how to tackle the increasing psychological effects of climate change.As the impacts of global warming become more fre
A high priority market-level regulatory change is the Libor replacement, due to take effect from January 2022 in most markets, alongside the first phase of the perennial Fundamental Review of the Tra
A high priority market-level regulatory change is the Libor replacement, due to take effect from January 2022 in most markets, alongside the first phase of the perennial Fundamental Review of the Tra
London 2nd June - Originally published by Reuters Regulatory Intelligence on 24th May Delta Capita’s Philip Freeborn discusses the major challenges and opportunities of Ibor. New regulations or ma
London 2nd June - Originally published by Reuters Regulatory Intelligence on 24th May Delta Capita’s Philip Freeborn discusses the major challenges and opportunities of Ibor. New regulations or ma
If 2020 was the year that challenged how and where we worked, then 2021 is the year to harness the power of reinvention. Remote work is nothing new. In fact, decision-makers have debated the pros
If 2020 was the year that challenged how and where we worked, then 2021 is the year to harness the power of reinvention. Remote work is nothing new. In fact, decision-makers have debated the pros
...but you must act now to get the benefits. As a financial institution, now is time to start engaging with payment infrastructures around adoption of the incoming international standard ISO 20022.In
...but you must act now to get the benefits. As a financial institution, now is time to start engaging with payment infrastructures around adoption of the incoming international standard ISO 20022.In
The UK’s new financial consumer rules will shake up the industry, forcing all financial manufacturers and distributors to consider their role in the distribution chain. The rules will also underline
The UK’s new financial consumer rules will shake up the industry, forcing all financial manufacturers and distributors to consider their role in the distribution chain. The rules will also underline
Growth in the lending market is leading banks to complete thousands more transactions each year, significantly increasing the risks associated with processing these deals. As a team at a leading bank
Growth in the lending market is leading banks to complete thousands more transactions each year, significantly increasing the risks associated with processing these deals. As a team at a leading bank
Several recent regulations aim to push up disclosure standards in structured products, and issuers find it an ongoing challenge to respond. The rules include the UK’s new Consumer Duty principle and
Several recent regulations aim to push up disclosure standards in structured products, and issuers find it an ongoing challenge to respond. The rules include the UK’s new Consumer Duty principle and
In the first article of our Reinventing Agile sequence, we introduced five pitfalls that threaten every large-scale agile transition. In this instalment, we will zoom in on the one-size-fits-all ment
In the first article of our Reinventing Agile sequence, we introduced five pitfalls that threaten every large-scale agile transition. In this instalment, we will zoom in on the one-size-fits-all ment
Digitisation has had a strong pull for the financial sector – particularly investment/commercial and retail banks – with leading players adopting cutting-edge technology frameworks to stimulate reven
Digitisation has had a strong pull for the financial sector – particularly investment/commercial and retail banks – with leading players adopting cutting-edge technology frameworks to stimulate reven
In our blog article last month, we discussed the shortcomings that had emerged from the FCA's analysis of 8 asset managers and manufacturers examining the level of compliance with the MiFID II regula
In our blog article last month, we discussed the shortcomings that had emerged from the FCA's analysis of 8 asset managers and manufacturers examining the level of compliance with the MiFID II regula
It’s time for the futures industry to heal its painful workflow problems, and the International Derivatives Expo 2022 is the perfect platform for sparking action.The futures industry has evolved grad
It’s time for the futures industry to heal its painful workflow problems, and the International Derivatives Expo 2022 is the perfect platform for sparking action.The futures industry has evolved grad
Payments have been at the forefront of banking sector disruption over the last decade and this transformation is accelerating. In the US, factors driving ongoing disruption include the moves toward r
Payments have been at the forefront of banking sector disruption over the last decade and this transformation is accelerating. In the US, factors driving ongoing disruption include the moves toward r
The Asia-Pacific (APAC) cryptoasset industry has experienced rapid innovation coupled with uncertainty driven by extreme market volatility. In this environment, crypto providers must convince consume
The Asia-Pacific (APAC) cryptoasset industry has experienced rapid innovation coupled with uncertainty driven by extreme market volatility. In this environment, crypto providers must convince consume